| AAM Low Duration Preferred and Income Securities ETF | PFLD | 15 Jun 2022 | 4 |
| AB High Yield ETF | HYFI | 23 Oct 2023 | 1 |
| AB US High Dividend ETF | HIDV | 7 Apr 2025 | 3 |
| Abbott Laboratories | ABT | 26 Mar 2026 | 7 |
| Acme United Corporation | ACU | 18 Jun 2024 | 4 |
| ACRES Commercial Realty Pref Series D | ACR_pd | 18 Feb 2022 | 3 |
| Adasina Social Justice All Cap Global ETF | JSTC | 15 Jun 2022 | 4 |
| Advent Claymore Convertible Securities and Income Closed Fund | AVK | 16 Oct 2023 | 2 |
| AG Mortgage Investment Trust Inc Pb Pref | MITT_pb | 29 Apr 2022 | 3 |
| Air Products and Chemicals Inc | APD | 14 Oct 2025 | 6 |
| AKA Brands Holding Corp | AKA | 12 Oct 2022 | 5 |
| Alaska Air Group Inc | ALK | 31 Mar 2026 | 8 |
| Alcon AG | ALC | 18 Sept 2025 | 6 |
| Algonquin Power & Utilities Corp | AQN | 30 Nov 2022 | 6 |
| AllianceBernstein National Municipal Income Fund | AFB | 15 Jan 2025 | 4 |
| AllianzGI Convertible & Income Closed Fund | NCV | 24 Feb 2022 | 3 |
| AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF | SIXD | 7 Apr 2025 | 2 |
| Alpha Metallurgical Resources Inc | AMR | 26 Jun 2024 | 8 |
| ALPS Disruptive Technologies ETF | DTEC | 17 Jun 2022 | 6 |
| American Century Small Cap Growth Insights ETF | ACSG | 31 Mar 2026 | 1 |
| American Financial Group AFGE | AFGE | 22 Jun 2022 | 3 |
| American States Water Company | AWR | 8 Apr 2024 | 2 |
| Americold Realty Trust | COLD | 21 Nov 2025 | 8 |
| Amplify Transformational Data Sharing ETF | BLOK | 6 Feb 2026 | 7 |
| Arbor Realty Trust Inc Preferred Series E | ABR_pe | 27 Jun 2022 | 2 |
| Ares Dynamic Credit Allocation Fund Inc | ARDC | 16 Mar 2022 | 2 |
| Aris Mining Corporation | ARIS | 4 Nov 2022 | 4 |
| ARK Space Exploration & Innovation ETF | ARKX | 13 Oct 2022 | 4 |
| Arlo Technologies | ARLO | 12 Oct 2022 | 4 |
| Armstrong World Industries Inc | AWI | 27 Sept 2023 | 8 |
| ASGN Inc | ASGN | 15 May 2023 | 5 |
| Avantis All International Markets Equity ETF | AVNM | 23 Oct 2023 | 4 |
| Avantis Core Municipal Fixed Income ETF | AVMU | 2 Nov 2022 | 2 |
| Bally's Corp | BALY | 17 Oct 2023 | 5 |
| Banc of California Inc | BANC | 7 Apr 2025 | 7 |
| Banco Bradesco SA ADR | BBD | 17 Dec 2024 | 6 |
| Banco De Chile | BCH | 6 Oct 2023 | 4 |
| Bank of N.T. Butterfield & Son Ltd | NTB | 3 May 2022 | 5 |
| Bank of New York Mellon | BK | 4 Apr 2022 | 7 |
| Barnwell Industries Inc | BRN | 18 Nov 2024 | 4 |
| Barrick Gold Corp | GOLD | 2 Sept 2022 | 6 |
| Bausch Health Companies Inc | BHC | 17 Mar 2026 | 2 |
| BCE Inc | BCE | 13 Oct 2022 | 3 |
| Best Buy Co Inc | BBY | 10 Nov 2023 | 2 |
| BlackBerry Ltd | BB | 15 Feb 2022 | 5 |
| BlackRock Corporate High Yield Fund | HYT | 21 Jun 2022 | 2 |
| BlackRock Health Sciences Trust II | BMEZ | 24 Feb 2022 | 4 |
| BlackRock International Growth and Income Closed Fund | BGY | 17 Jun 2022 | 4 |
| BlackRock MuniHoldings CA Quality Closed Fund | MUC | 13 Oct 2022 | 4 |
| Blackstone Group Inc | BX | 26 Feb 2025 | 8 |
| Bluerock Homes Trust Inc | BHM | 18 Nov 2025 | 3 |
| Boeing Co | BA | 9 Sept 2024 | 7 |
| BorgWarner Inc | BWA | 5 Mar 2025 | 5 |
| Borr Drilling Ltd | BORR | 3 May 2024 | 8 |
| Boyd Gaming Corporation | BYD | 17 Jun 2022 | 4 |
| Bright Horizons Family Solutions Inc | BFAM | 22 Jun 2022 | 6 |
| Brightspire Capital Inc | BRSP | 9 May 2024 | 5 |
| Broadridge Financial Solutions Inc | BR | 30 Mar 2026 | 7 |
| Brown Forman | BFb | 19 May 2022 | 4 |
| Buckle Inc | BKE | 29 Mar 2023 | 8 |
| Butterfly Network, Inc | BFLY | 25 Apr 2022 | 8 |
| Byline Bancorp Inc | BY | 27 Apr 2023 | 7 |
| C3 Ai Inc | AI | 13 Oct 2022 | 5 |
| Calamos S&P 500 Structured Alt Protection ETF - July | CPSJ | 9 Apr 2025 | 1 |
| Callaway Golf Company | ELY | 16 Dec 2024 | 9 |
| Cambria Shareholder Yield ETF | SYLD | 14 Mar 2025 | 6 |
| Cambria Tail Risk ETF | TAIL | 30 May 2023 | 5 |
| Canadian Natural Resources Ltd | CNQ | 5 Aug 2024 | 6 |
| Canon Inc ADR | CAJ | 4 Nov 2022 | 2 |
| Capital Group Core Equity ETF | CGUS | 6 Oct 2023 | 4 |
| Carriage Services Inc | CSV | 22 Jul 2026 | 6 |
| Cato Corporation | CATO | 8 Apr 2022 | 7 |
| CF Industries Holdings Inc | CF | 11 Dec 2025 | 5 |
| Chewy Inc | CHWY | 12 Jun 2026 | 5 |
| Citizens Financial Group Inc | CFG | 28 Apr 2022 | 4 |
| Cleveland-Cliffs Inc | CLF | 4 Nov 2022 | 5 |
| CMS Energy Corp | CMSC | 14 Jan 2025 | 4 |
| Cohen & Steers Quality Income Realty Fund Inc | RQI | 15 Jun 2022 | 5 |
| Cohen & Steers REIT & Preferred Income Fund Inc | RNP | 16 Jan 2025 | 5 |
| Cohen Steers Total Return Realty Closed Fund | RFI | 15 Jun 2022 | 3 |
| Columbia Diversified Fixed Income Allocation | DIAL | 4 May 2022 | 2 |
| Columbia Multi-Sector Municipal Income ETF | MUST | 2 Nov 2022 | 1 |
| Comstock Mining Inc | LODE | 17 Sept 2026 | 6 |
| CORE16 Best of Breed Premier Index ETF | BOBP | 31 Mar 2026 | 2 |
| Corporacion America Airports | CAAP | 1 Nov 2023 | 6 |
| Cosan SA ADR | CSAN | 7 Jul 2022 | 8 |
| Coty Inc | COTY | 13 Jan 2025 | 7 |
| CTS Corporation | CTS | 26 Oct 2026 | 6 |
| CubeSmart | CUBE | 15 Jun 2022 | 4 |
| Cullen/Frost Bankers Inc | CFR | 23 May 2022 | 6 |
| Culp Inc | CULP | 24 Feb 2022 | 3 |
| Darden Restaurants Inc | DRI | 12 Nov 2025 | 6 |
| DB Gold Short ETN | DGZ | 11 Apr 2025 | 6 |
| Defiance S&P 500 Target 30 Weekly Distribution ETF | WDTE | 31 Mar 2026 | 1 |
| Designer Brands Inc | DBI | 14 Mar 2025 | 6 |
| Devon Energy Corporation | DVN | 7 Jul 2026 | 6 |
| DF Tactical 30 ETF | DFTT | 31 Mar 2026 | 1 |
| Digital Realty Trust Inc Pref | DLR_pj | 6 Oct 2023 | 2 |
| Dimensional Global Sustainability Fixed Income ETF | DFSB | 23 Oct 2023 | 1 |
| Dine Brands Global Inc | DIN | 7 Sept 2023 | 6 |
| Dingdong ADR | DDL | 10 Nov 2025 | 6 |
| Direxion Daily 7-10 Year Treasury Bear 3X Shares | TYO | 20 Jan 2023 | 5 |
| Direxion Daily Real Estate Bull 3X Shares | DRN | 24 Oct 2023 | 5 |
| Direxion Daily S&P 500® High Beta Bull 3X Shares | HIBL | 3 Oct 2022 | 7 |
| Direxion Daily Small Cap Bear 3X Shares | TZA | 1 Apr 2024 | 6 |
| Direxion Daily Unh Bull 2X ETF | UNHU | 2 Oct 2026 | 1 |
| Direxion Daily Utilities Bull 3X Shares | UTSL | 7 Sept 2023 | 6 |
| Dolby Laboratories | DLB | 13 Oct 2022 | 1 |
| Dollar General Corporation | DG | 30 Apr 2026 | 7 |
| DoubleLine Income Solutions Fund | DSL | 28 Sept 2022 | 2 |
| Dow Jones Industrial Average | DJI | 30 Oct 2023 | 7 |
| DPCM Capital Inc | XPOA | 6 Oct 2026 | 4 |
| DTE Energy Co Pref Series E | DTW | 28 Apr 2022 | 3 |
| Dupont De Nemours Inc | DD | 31 Dec 2024 | 7 |
| Eagle Materials Inc | EXP | 23 Mar 2026 | 7 |
| EastGroup Properties Inc | EGP | 22 Jun 2022 | 4 |
| Eaton Corporation PLC | ETN | 8 Feb 2022 | 9 |
| Eaton Vance California MIT | CEV | 23 Oct 2023 | 1 |
| Eaton Vance Senior Income Closed Fund | EVF | 4 May 2022 | 3 |
| Ecolab Inc | ECL | 4 Oct 2023 | 7 |
| Elanco Animal Health | ELAN | 17 Jun 2022 | 5 |
| Eldorado Gold Corp | EGO | 11 Jun 2026 | 5 |
| Element Solutions Inc | ESI | 31 Jul 2026 | 4 |
| Emerson Electric Company | EMR | 24 Jun 2022 | 5 |
| Employers Holdings Inc | EIG | 10 Oct 2022 | 5 |
| EMQQ The Emerging Markets Internet ETF | EMQQ | 26 May 2023 | 5 |
| Enbridge Inc | ENB | 13 Oct 2022 | 5 |
| Enel Chile SA ADR | ENIC | 3 May 2022 | 2 |
| Energy Fuels Inc | UUUU | 30 Jul 2026 | 5 |
| Enovis Corp | ENOV | 28 Sept 2022 | 5 |
| Entravision Communications | EVC | 23 Jun 2023 | 4 |
| EVI Industries Inc | EVI | 23 Jun 2022 | 4 |
| Ferguson Enterprises | FERG | 8 Mar 2022 | 6 |
| Fidelity Clean Energy ETF | FRNW | 14 Sept 2023 | 5 |
| Fidelity Cloud Computing ETF | FCLD | 1 Apr 2025 | 7 |
| Fidelity Magellan ETF | FMAG | 15 Jun 2022 | 6 |
| Fidelity® Blue Chip Growth ETF | FBCG | 30 Oct 2023 | 7 |
| Fidelity® MSCI Health Care Index ETF | FHLC | 17 Dec 2024 | 4 |
| Figs Inc | FIGS | 11 Oct 2022 | 5 |
| First Trust Bloomberg R&D Leaders ETF | RND | 2 Apr 2025 | 3 |
| First Trust Dow Jones Global Select Dividend Index Fund | FGD | 13 Oct 2022 | 3 |
| First Trust Expanded Technology ETF | XPND | 13 Oct 2022 | 6 |
| First Trust Institutional Preferred Securities and Income ETF | FPEI | 15 Jun 2022 | 2 |
| First Trust Technology AlphaDEX® Fund | FXL | 13 Oct 2022 | 8 |
| First Trust WCM International Equity ETF | WCME | 14 Jan 2025 | 2 |
| Flexible Solutions International Inc | FSI | 16 Jan 2026 | 5 |
| FlexShares Global Quality Real Estate Index Fund | GQRE | 11 Oct 2022 | 4 |
| FlexShares STOXX Global Broad Infrastructure Index Fund | NFRA | 13 Oct 2022 | 3 |
| Forum Energy Technologies Inc | FET | 8 Jul 2024 | 6 |
| Franklin Disruptive Commerce ETF | BUYZ | 15 Jun 2022 | 8 |
| Franklin FTSE Australia ETF | FLAU | 28 Sept 2023 | 5 |
| Franklin FTSE Canada ETF | FLCA | 21 Jun 2022 | 4 |
| Franklin Resources Inc | BEN | 13 Oct 2022 | 6 |
| Franklin U.S. Core Dividend Tilt Index ETF | FLQD | 11 Oct 2022 | 3 |
| FT Vest International Equity Moderate Buffer ETF - September | YSEP | 30 Oct 2023 | 4 |
| FT Vest U.S. Equity Uncapped Accelerator ETF - October | UXOC | 7 Apr 2025 | 2 |
| Fundstrat Granny Shots US Small- & Mid-Cap ETF | GRNJ | 31 Mar 2026 | 2 |
| Genco Shipping & Trading Ltd | GNK | 11 Sept 2024 | 9 |
| General Mills Inc | GIS | 17 Apr 2026 | 8 |
| General Motors Company | GM | 19 Oct 2023 | 5 |
| Global X Gold Explorers ETF | GOEX | 28 Sept 2022 | 5 |
| Global X SuperDividend™ ETF | SDIV | 24 Oct 2023 | 7 |
| Goldman Sachs Innovate Equity ETF | GINN | 13 Oct 2022 | 7 |
| Greif Bros Corp B | GEFb | 11 Sept 2025 | 7 |
| Grupo Supervielle SA | SUPV | 20 Aug 2025 | 5 |
| Guggenheim Active Allocation Fund | GUG | 10 May 2022 | 2 |
| Guinness Atkinson Dividend Builder ETF | DIVS | 13 Oct 2022 | 3 |
| Haemonetics Corporation | HAE | 18 Sept 2025 | 4 |
| HDFC Bank Limited ADR | HDB | 10 May 2022 | 2 |
| Healthpeak Properties Inc | PEAK | 16 May 2022 | 4 |
| Horizon Core Bond ETF | BNDY | 18 May 2026 | 2 |
| Hudson Pacific Properties Inc | HPP | 23 May 2022 | 6 |
| India Closed Fund | IFN | 11 Jun 2026 | 2 |
| Innovate Corp | VATE | 23 Aug 2024 | 6 |
| Innovative Industrial Properties Inc Pref Series A | IIPR_pa | 31 Oct 2022 | 3 |
| Innovator Laddered Allocation Buffer ETF | BUFB | 13 Oct 2022 | 3 |
| Innovator S&P Investment Grade Preferred ETF | EPRF | 15 Jun 2022 | 5 |
| Innovator U.S. Equity Buffer ETF™ - September | BSEP | 15 Jun 2022 | 4 |
| Integra Resources Corp | ITRG | 4 Mar 2024 | 5 |
| inTest Corporation | INTT | 5 Jun 2024 | 6 |
| Invesco Active U.S. Real Estate Fund | PSR | 26 Oct 2023 | 3 |
| Invesco CurrencyShares® British Pound Sterling Trust | FXB | 5 Oct 2023 | 3 |
| Invesco Global Clean Energy ETF | PBD | 20 Dec 2024 | 4 |
| Invesco Preferred ETF | PGX | 14 Jan 2025 | 6 |
| Invesco S&P 500® Top 50 ETF | XLG | 13 Oct 2022 | 5 |
| Invesco S&P SmallCap Low Volatility ETF | XSLV | 15 Jun 2022 | 4 |
| iShares 10-20 Year Treasury Bond ETF | TLH | 18 Aug 2023 | 4 |
| iShares CMBS ETF | CMBS | 4 Nov 2022 | 1 |
| iShares Core Moderate Allocation ETF | AOM | 16 Mar 2022 | 3 |
| iShares Core U.S. REIT ETF | USRT | 11 Oct 2022 | 5 |
| iShares Evolved U.S. Technology ETF | IETC | 13 Oct 2022 | 6 |
| iShares Expanded Tech Sector ETF | IGM | 13 Oct 2022 | 6 |
| iShares Global REIT ETF | REET | 11 Oct 2022 | 4 |
| iShares Global Tech ETF | IXN | 13 Oct 2022 | 6 |
| iShares iBonds 2026 Term High Yield and Income ETF | IBHF | 16 Feb 2022 | 2 |
| iShares iBonds Dec 2026 Term Muni Bond ETF | IBMO | 1 Nov 2022 | 1 |
| iShares iBonds Dec 2027 Term Muni Bond ETF | IBMP | 27 Oct 2022 | 1 |
| iShares iBonds Dec 2028 Term Muni Bond ETF | IBMQ | 1 Nov 2022 | 2 |
| iShares International Select Dividend ETF | IDV | 15 Jun 2022 | 4 |
| iShares MSCI China A ETF | CNYA | 27 Jun 2023 | 4 |
| iShares MSCI Denmark ETF | EDEN | 15 Jun 2022 | 7 |
| iShares MSCI France ETF | EWQ | 5 Oct 2023 | 4 |
| iShares MSCI Philippines ETF | EPHE | 14 Mar 2023 | 5 |
| iShares U.S. Financial Services ETF | IYG | 15 Jun 2022 | 6 |
| iShares U.S. Telecommunications ETF | IYZ | 13 Oct 2022 | 4 |
| ITT Inc | ITT | 14 Mar 2025 | 8 |
| Japan Smaller Capitalization Closed Fund | JOF | 26 Sept 2022 | 2 |
| JBG SMITH Properties | JBGS | 9 Dec 2025 | 5 |
| Joby Aviation | JOBY | 17 Jul 2026 | 7 |
| John Hancock Hedged Equity & Income Fund | HEQ | 23 Oct 2023 | 2 |
| John Hancock Premium Dividend Fund | PDT | 8 Sept 2023 | 5 |
| John Hancock U.S. High Dividend ETF | JHDV | 1 Oct 2026 | 3 |
| JPMorgan BetaBuilders Canada ETF | BBCA | 21 Jun 2022 | 5 |
| JPMorgan BetaBuilders USD High Yield Corporate Bond ETF | BBHY | 23 Oct 2023 | 1 |
| KB Home | KBH | 23 Oct 2023 | 6 |
| Kenvue Inc | KVUE | 6 Oct 2023 | 4 |
| Kirby Corporation | KEX | 4 Mar 2025 | 6 |
| KNOT Offshore Partners LP | KNOP | 31 Oct 2024 | 6 |
| Kohls Corp | KSS | 2 Jun 2023 | 5 |
| Korea Electric Power Corp ADR | KEP | 13 Mar 2023 | 6 |
| KraneShares California Carbon Allowance ETF | KCCA | 6 Dec 2024 | 3 |
| KULR Technology Group Inc | KULR | 2 May 2023 | 6 |
| Kurv Yield Premium Strategy Apple ETF | AAPY | 3 Apr 2024 | 2 |
| Lazard Ltd | LAZ | 24 Oct 2023 | 7 |
| LCI Industries | LCII | 25 Sept 2026 | 7 |
| LendingClub Corp | LC | 27 Oct 2026 | 9 |
| Lineage Cell Therapeutics Inc | LCTX | 13 Oct 2022 | 5 |
| Live Nation Entertainment Inc | LYV | 1 Dec 2022 | 5 |
| Lument Finance Trust Inc | LFT | 9 Oct 2026 | 5 |
| MainStay DefinedTerm Muncipal Opportunities Fund | MMD | 26 Oct 2022 | 3 |
| Manitowoc Company Inc | MTW | 13 Jan 2025 | 8 |
| Medtronic PLC | MDT | 24 Mar 2026 | 5 |
| Metalla Royalty & Streaming Ltd | MTA | 27 Feb 2023 | 7 |
| MicroSectors™ FANG+™ ETN | FNGS | 8 Nov 2022 | 5 |
| Mistras Group Inc | MG | 3 Oct 2022 | 4 |
| Monarch Blue Chips Elite Index ETF | MBCE | 30 Jul 2026 | 4 |
| Montrose Environmental Grp | MEG | 16 Oct 2023 | 5 |
| Morgan Stanley India Investment Closed Fund | IIF | 9 Jan 2026 | 5 |
| Motley Fool Global Opportunities ETF | TMFG | 15 Jun 2022 | 4 |
| Moving iMage Technologies Inc | MITQ | 17 Oct 2023 | 4 |
| Myers Industries Inc | MYE | 6 Nov 2024 | 8 |
| N-Able Inc | NABL | 9 Apr 2025 | 6 |
| National Fuel Gas Company | NFG | 27 Jun 2023 | 5 |
| Natural Grocers by Vitamin Cottage Inc | NGVC | 10 Oct 2022 | 8 |
| Natural Resource Partners LP | NRP | 1 Jul 2022 | 6 |
| NestYield Total Return Guard ETF | EGGS | 26 Oct 2026 | 2 |
| Netstreit Corp | NTST | 9 Jul 2024 | 6 |
| Neuberger Berman Next Generation Connectivity Fund Inc | NBXG | 15 Jun 2022 | 3 |
| New Germany Closed Fund | GF | 14 Sept 2023 | 3 |
| Nike Inc | NKE | 14 Sept 2023 | 8 |
| Noble Corp | NE | 17 Oct 2024 | 6 |
| Nomad Foods Ltd | NOMD | 6 May 2026 | 5 |
| Northern Trust STOXX Global ESG Select ETF | ESGG | 13 Oct 2022 | 5 |
| Northern Trust STOXX US ESG Select ETF | ESG | 7 Apr 2025 | 7 |
| Northrop Grumman Corporation | NOC | 27 Jan 2023 | 6 |
| NRG Energy Inc | NRG | 1 Sept 2026 | 8 |
| Nuveen California AMT Free Quality Municipal Income | NKX | 1 Nov 2023 | 1 |
| Nuveen High Yield Corporate Bond ETF | NHYB | 31 Mar 2026 | 1 |
| Nuveen Municipal High IOF | NMZ | 12 Oct 2022 | 2 |
| Nuveen Municipal Income Fund Inc | NMI | 17 Oct 2022 | 3 |
| Nuveen Real Asset Income And Growth Closed Fund | JRI | 15 Jun 2022 | 3 |
| Nuveen Variable Rate Preferred & Income Fund | NPFD | 17 Oct 2022 | 2 |
| nVent Electric PLC | NVT | 25 Feb 2025 | 6 |
| Omega Healthcare Investors Inc | OHI | 8 Jan 2025 | 4 |
| Oppenheimer Russell 1000 Dynamic Multifactor | OMFL | 24 Feb 2022 | 5 |
| Orix Corp Ads | IX | 22 Sept 2022 | 5 |
| Oshkosh Corporation | OSK | 10 Jul 2024 | 7 |
| Outfront Media Inc | OUT | 26 May 2022 | 5 |
| Pacer Trendpilot™ 100 ETF | PTNQ | 4 Mar 2025 | 6 |
| Pacer US Export Leaders ETF | PEXL | 17 Oct 2022 | 5 |
| Pacer US Small Cap Cash Cows 100 ETF | CALF | 14 Mar 2025 | 4 |
| Pagerduty Inc | PD | 22 Jan 2026 | 11 |
| PAR Technology Corporation | PAR | 20 Feb 2026 | 7 |
| Park Hotels & Resorts Inc | PK | 17 Mar 2025 | 4 |
| PennyMac Mortgage Investment Trust Preferred Series C | PMT_pc | 15 Jun 2022 | 2 |
| Penumbra Inc | PEN | 1 Nov 2023 | 7 |
| PGIM Corporate Bond 0-5 Year ETF | PCS | 7 Apr 2026 | 1 |
| PGIM Jennison International Opportunities ETF | PJIO | 31 Mar 2026 | 3 |
| PIMCO High Income Fund | PHK | 18 Oct 2023 | 3 |
| PLDT Inc ADR | PHI | 20 Dec 2024 | 7 |
| Postal Realty Trust Inc | PSTL | 15 Jun 2022 | 6 |
| ProPetro Holding Corp | PUMP | 7 Jul 2022 | 6 |
| ProShares Metaverse ETF | VERS | 3 Oct 2022 | 8 |
| ProShares Pet Care | PAWZ | 15 Jun 2022 | 4 |
| ProShares Short Bitcoin Strategy ETF | BITI | 2 Feb 2023 | 6 |
| ProShares Short Dow30 | DOG | 15 Oct 2024 | 7 |
| ProShares Ultra Consumer Goods | UGE | 15 Jun 2022 | 3 |
| ProShares Ultra MSCI Emerging Markets | EET | 24 Oct 2023 | 6 |
| ProShares Ultra SmallCap600 | SAA | 25 Sept 2026 | 7 |
| ProShares Ultra Technology | ROM | 13 Oct 2022 | 7 |
| ProShares Ultra Telecommunications | LTL | 13 Oct 2022 | 3 |
| ProShares UltraPro Short Russell2000 | SRTY | 1 Apr 2024 | 7 |
| PulteGroup Inc | PHM | 23 Oct 2023 | 6 |
| Ranpak Holdings Corp | PACK | 11 Oct 2022 | 4 |
| Rareview Tax Advantaged Income ETF | RTAI | 18 Oct 2022 | 3 |
| Rayonier Inc | RYN | 14 Jan 2025 | 6 |
| Redwire Corp | RDW | 7 Jan 2022 | 6 |
| Regional Health Properties Inc | RHE | 12 Jul 2024 | 4 |
| Regis Corporation | RGS | 28 Mar 2024 | 3 |
| Renaissance IPO ETF | IPO | 12 Oct 2022 | 7 |
| Rivernorth Opportunities Fund Inc | RIV | 6 Oct 2023 | 2 |
| RiverNorth/DoubleLine Strategic Opportunity Fund | OPP | 15 May 2023 | 2 |
| RLJ Lodging Trust Pref | RLJ_pa | 28 Apr 2022 | 2 |
| Robo Global® Healthcare Technology and Innovation ETF | HTEC | 11 Sept 2023 | 6 |
| Roundhill BABA WeeklyPay ETF | BABW | 5 Oct 2026 | 2 |
| Roundhill Ball Metaverse ETF | METV | 13 Oct 2022 | 7 |
| Roundhill Cannabis ETF | WEED | 26 Apr 2023 | 7 |
| Sachem Capital Corp | SACH | 21 Jun 2022 | 5 |
| Schwab High Yield Bond ETF | SCYB | 23 Oct 2023 | 1 |
| Schwab International Small-Cap Equity ETF™ | SCHC | 15 Jun 2022 | 4 |
| Scotts Miracle-Gro Company | SMG | 16 Sept 2022 | 4 |
| Seaboard Corporation | SEB | 1 Sept 2026 | 5 |
| Seabridge Gold Inc. | SA | 7 Apr 2025 | 7 |
| Select Energy Services Inc | WTTR | 7 Apr 2025 | 6 |
| Seritage Growth Properties | SRG | 6 Mar 2025 | 3 |
| Simon Property Group Inc | SPG | 24 Feb 2022 | 6 |
| Simplify Bond Bull ETF | RFIX | 8 Jan 2026 | 4 |
| Simplify Commodities Strategy No K-1 ETF | HARD | 1 Nov 2023 | 2 |
| Siriuspoint Ltd | SPNT | 4 Aug 2022 | 6 |
| Sixth Street Specialty Lending Inc | TSLX | 26 May 2022 | 2 |
| SK Telecom Co Ltd ADR | SKM | 29 Aug 2022 | 6 |
| Snap Inc | SNAP | 18 Mar 2026 | 4 |
| Solitario Exploration & Royalty Corp | XPL | 11 Jul 2022 | 5 |
| SPDR® Bloomberg Emerging Markets Local Bond ETF | EBND | 15 Jun 2022 | 5 |
| SPDR® Dow Jones Global Real Estate ETF | RWO | 11 Oct 2022 | 3 |
| SPDR® Dow Jones Industrial Average ETF Trust | DIA | 30 Oct 2023 | 6 |
| SPDR® S&P Semiconductor ETF | XSD | 30 Jul 2026 | 7 |
| SPDR® S&P Software & Services ETF | XSW | 17 Jun 2022 | 4 |
| Standex International Corporation | SXI | 15 Jun 2022 | 10 |
| Stellus Capital Investment | SCM | 3 Aug 2026 | 3 |
| Stride Inc | LRN | 30 Dec 2022 | 5 |
| Sun Life Financial Inc. | SLF | 13 Oct 2022 | 5 |
| Suzano Papel e Celulose SA ADR | SUZ | 23 May 2024 | 5 |
| Sweetgreen Inc | SG | 23 Apr 2025 | 9 |
| Sylvamo Corp | SLVM | 11 Mar 2025 | 6 |
| T-Rex 2X Long DJT Daily Target ETF | DJTU | 27 Oct 2026 | 3 |
| T. Rowe Price Growth Stock ETF | TGRW | 3 Oct 2022 | 7 |
| TechnipFMC PLC | FTI | 6 Jul 2022 | 8 |
| Technology Select Sector SPDR® Fund | XLK | 13 Oct 2022 | 7 |
| Teledyne Technologies Incorporated | TDY | 18 Nov 2025 | 7 |
| Telus Corp | TU | 13 Oct 2022 | 5 |
| Templeton Dragon Closed Fund | TDF | 15 May 2023 | 6 |
| Tencent Music Entertainment Group | TME | 21 Sept 2026 | 8 |
| Teucrium Wheat | WEAT | 11 Mar 2024 | 5 |
| The 3D Printing ETF | PRNT | 13 Oct 2022 | 3 |
| Timothy Plan International ETF | TPIF | 13 Oct 2022 | 4 |
| Townsquare Media LLC | TSQ | 30 Oct 2023 | 5 |
| Trio-Tech International | TRT | 24 Jun 2022 | 3 |
| Turkcell Iletisim Hizmetleri AS | TKC | 5 Jul 2022 | 2 |
| Twin Oak Endure ETF | SPYA | 23 Mar 2026 | 2 |
| TXO Energy Partners LP Unit | TXO | 10 Nov 2023 | 4 |
| U.S. Global GO GOLD and Precious Metal Miners ETF | GOAU | 28 Sept 2022 | 8 |
| UBS Group AG | UBS | 13 Oct 2022 | 4 |
| Union Pacific Corporation | UNP | 13 Oct 2022 | 6 |
| Unisys Corporation | UIS | 30 Nov 2022 | 7 |
| UNITIL Corporation | UTL | 4 Oct 2022 | 4 |
| UPAR Ultra Risk Parity ETF | UPAR | 12 Oct 2022 | 2 |
| Uranium Energy Corp | UEC | 3 Apr 2025 | 5 |
| USANA Health Sciences Inc | USNA | 19 Sept 2022 | 9 |
| Utz Brands Inc | UTZ | 24 Jul 2024 | 6 |
| Vail Resorts Inc | MTN | 24 Feb 2022 | 5 |
| Valhi Inc | VHI | 9 May 2023 | 6 |
| VanEck China Bond ETF | CBON | 21 Sept 2022 | 2 |
| VanEck International High Yield Bond ETF | IHY | 13 Oct 2022 | 2 |
| Vanguard FTSE Europe ETF | VGK | 5 Oct 2023 | 5 |
| Vanguard Government Securities Active ETF | VGVT | 3 Aug 2026 | 1 |
| Vanguard Long-Term Bond Index Fund ETF Shares | BLV | 23 Oct 2023 | 2 |
| Vanguard S&P Mid-Cap 400 Growth Index Fund ETF Shares | IVOG | 26 Oct 2026 | 5 |
| Vestis Corp | VSTS | 11 Sept 2025 | 4 |
| Viad Corp | VVI | 28 Sept 2023 | 6 |
| VictoryShares USAA Core Intermediate-Term Bond ETF | UITB | 11 Oct 2022 | 1 |
| Vishay Precision Group Inc | VPG | 3 Aug 2026 | 6 |
| Vontier Corp | VNT | 12 Sept 2024 | 6 |
| Vornado Realty Trust | VNO | 17 May 2023 | 6 |
| Voya Global Advantage & Premium Opportunity Fund | IGA | 24 Feb 2022 | 2 |
| Voya Infrastructure, Industrials & Materials Fund | IDE | 3 May 2022 | 2 |
| W&T Offshore Inc | WTI | 6 Dec 2023 | 5 |
| Walt Disney Company | DIS | 14 Jun 2024 | 8 |
| Watsco Inc | WSO | 8 Feb 2022 | 7 |
| WealthTrust DBS Long Term Growth ETF | WLTG | 31 Mar 2026 | 3 |
| West Pharmaceutical Services Inc | WST | 15 Jun 2022 | 4 |
| Western Asset Global High Income Closed Fund | EHI | 25 Aug 2026 | 2 |
| Western Asset High Income Opportunity Closed Fund | HIO | 13 Oct 2022 | 4 |
| Western Asset Managed Municipals Closed Fund | MMU | 20 Oct 2022 | 2 |
| Whirlpool Corporation | WHR | 19 May 2026 | 7 |
| Williams-Sonoma Inc | WSM | 21 Oct 2022 | 8 |
| WisdomTree Europe Quality Dividend Growth Fund | EUDG | 20 Dec 2024 | 4 |
| WisdomTree Yield Enhanced U.S. Aggregate Bond Fund | AGGY | 13 Oct 2022 | 1 |
| Wolfspeed Inc | WOLF | 29 Dec 2022 | 8 |
| XL Fleet Corp | XL | 13 May 2025 | 7 |
| Xtrackers S&P MidCap 400 Scored & Screened ETF | MIDE | 31 Mar 2026 | 4 |
| YieldMax Magnificent 7 Fund of Option Income ETFs | YMAG | 31 Mar 2025 | 4 |
| YPF Sociedad Anonima | YPF | 28 Feb 2025 | 7 |
| Zevia Pbc | ZVIA | 13 Feb 2026 | 4 |
| Zimmer Biomet Holdings Inc | ZBH | 9 Oct 2024 | 7 |
| Ziprecruiter Inc | ZIP | 15 Jun 2022 | 5 |